SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* HC Sponsor LLC (Last) (First) (Middle) 55 HUDSON YARDS 28TH FLOOR (Street) NEW YORK NY 10001 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 01/25/2021	3. Issuer Name and Ticker or Trading Symbol HealthCor Catalio Acquisition Corp. [ HCAQ ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B ordinary shares	(1)	(1)	Class A ordinary shares	5,070,000(2)	(1)	D(3)

1. Name and Address of Reporting Person* HC Sponsor LLC (Last) (First) (Middle) 55 HUDSON YARDS 28TH FLOOR (Street) NEW YORK NY 10001 (City) (State) (Zip)

1. Name and Address of Reporting Person* HealthCor Group, LLC (Last) (First) (Middle) 55 HUDSON YARDS, 28TH FLOOR (Street) NEW YORK NY 10001 (City) (State) (Zip)

1. Name and Address of Reporting Person* Cohen Arthur Bruce (Last) (First) (Middle) 55 HUDSON YARDS, 28TH FLOOR (Street) NEW YORK NY 10001 (City) (State) (Zip)

1. Name and Address of Reporting Person* Healey Joseph Patrick (Last) (First) (Middle) 55 HUDSON YARDS, 28TH FLOOR (Street) NEW YORK NY 10001 (City) (State) (Zip)

Explanation of Responses:

1. As described in the issuer's registration statement on Form S-1 (File No. 333-252002) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

2. The Class B ordinary shares beneficially owned by the reporting person include up to 675,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

3. This Form 3 is being filed by HC Sponsor LLC (the "Sponsor"). HealthCor Group, LLC ("HealthCor") shares voting and/or dispositive control over the securities held by the Sponsor. HealthCor is controlled by Messrs. Arthur Cohen and Joseph Healey. Accordingly, all of the shares held by the Sponsor may be deemed to be beneficially held by HealthCor and Messrs. Cohen and Healey. Each such reporting person under this Form 3 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 3 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary shares covered by this Form 3.

	/s/ See signatures included in Exhibit 99.1	01/26/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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Exhibit 99.1

 

This Statement on Form 3 is filed jointly by HC Sponsor LLC and HealthCor Group LLC. The principal business address of each of these reporting persons is 55 Hudson Yards, 28th Floor, New York, New York 10001.

 

Name of Designated Filer: HC Sponsor LLC

 

Date of Event Requiring Statement: January 26, 2021

 

Issuer Name and Ticker or Trading Symbol: HealthCor Catalio Acquisition Corp. (Nasdaq: HCAQ)

 

	HC SPONSOR LLC
	By:	/s/ Anabelle Perez Gray
	Name:	Anabelle Perez Gray
	Title:	Authorized Signatory
	HEALTHCOR GROUP LLC
	By:	/s/ Arthur Cohen
	Name:	Arthur Cohen
	Title:	Managing Member
	By:	/s/ Joseph Healey
	Name:	Joseph Healey
	Title:	Managing Member